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Congress Codifies Longstanding M&A Broker Exemption from SEC Registration

By Robert Long, William Mack, Mark D. Shaffer & Daniel J. Wadley on January 30, 2023
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On Dec. 29, 2022, President Biden signed into law H.R. 2617, the “Consolidated Appropriations Act of 2023.” Among the routine federal funding provisions, Title V of the bill, the “Small Business Mergers, Acquisitions, Sales and Brokerage Simplification” (Title V), contains a provision on qualifying mergers and acquisitions brokers. 

Continue reading the full GT Alert.

  • Posted in:
    Corporate & Commercial, International
  • Blog:
    Financial Services Observer
  • Organization:
    Greenberg Traurig, LLP
  • Article: View Original Source

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