The FCA has published its latest Regulation Round-up.
Among other things the FCA discusses its work on the Ageing Population Project, particularly as it has just published an Occasional Paper setting out the findings from this project. The FCA also provides a brief update on its increasing focus on anti-money laundering (AML). The FCA states that it has just completed its latest AML review of 100 largely randomly selected firms which involved a combination of 20 desk based reviews, 20 telephone discussions and 60 firm visits from various sectors. The results of the review have been positive and show that generally the selected firms had systems and controls commensurate with their risk.
View FCA regulation round-up: September 2017, 21 September 2017