Legal Services Regulation

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  • Most England and Wales based law firms are regulated by the Solicitors Regulation Authority (SRA), including for anti-money laundering (AML) and counter terrorism (CT) purposes.
  • Under reforms currently being considered, responsibility for the supervision of AML and CT could be taken away from the SRA (and other legal regulators UK-wide), and given to a new

The government is on a path to introduce legislation that will enable the Solicitors Regulation Authority to take greater action against the ‘facilitators’ of money laundering; law firms will soon need to brace themselves for unlimited fines from the SRA for ‘economic crimes’.

In the wake of the move by the SRA this summer to

As the legal profession returns to the office after many months ensconced in home offices, many will be looking forward to the increase in social interaction and in-person activities which will inevitably follow. Alongside this, legal services regulators appear to be gearing up for a commensurate rise in bullying and harassment complaints. With developments apace

This article first featured in the  Law Society’s publication, Legal Compliance. You can also read the article in full by clicking here.

The discourse around mental health and wellbeing at work has escalated over recent years, with employers becoming increasingly aware of its importance. In part, this has been driven by public policy. In 2017, the government commissioned an independent review of mental health