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CFTC Announces Market Risk Advisory Committee Meeting on September 9

August 30, 2019

On August 23, the Commodity Futures Trading Commission announced that its Market Risk Advisory Committee (MRAC) will hold a public meeting via teleconference on September 9 from 3:00 p.m. to 5:00 p.m. (ET).

CFTC Extends Public Comment Period for Proposed Amendment to Swap Data Reporting Regulations

July 26, 2019

CFTC Clarifies That the Customer Identification Program and Beneficial Ownership Rules are Not Applicable to Certain Introduction Brokers

July 26, 2019

SEC Requests Public Comment on Improving Private Security Offering Exemptions

June 21, 2019

CFTC Announces Climate-Related Agenda for June 12 Public Meeting

June 7, 2019

NFA Amends Interpretive Notice Regarding ISSPs

January 11, 2019

SEC Amends Rules to Increase Order Handling Disclosure

November 16, 2018

CFTC Approves Proposed Regulations for CPOs and CTAs

October 12, 2018

NFA Bylaw 1303 Amendments To Take Effect October 31

October 12, 2018

Amended FINRA Registration Rules To Take Effect October 1

September 7, 2018