Skip to content

menu

Open Legal Blog Archive logo
HomeAboutBlogsFAQsSubmit

More Posts

SEC Announces CBOE Amendments to Business Continuity and Disaster Recovery Testing Rules

April 10, 2020

On April 7, the Securities and Exchange Commission (SEC) announced that Cboe Exchange, Inc. (CBOE) proposed to amend Interpretation and Policy .01 to Rule 5.24 regarding business continuity and disaster recovery testing in order to harmonize with its affiliated options exchanges.

SEC Proposes to Modernize Infrastructure for NMS Securities Market Data

February 21, 2020

FINRA Requests Comment on Enhancements to the Continuing Education Program for Securities Industry Professionals

February 21, 2020

CFTC Proposes Revised Rules Establishing Position Limits on Derivatives Contracts That Provide for Physical Delivery

January 31, 2020

CFTC Adopts NIST Framework for Data Privacy Protection

January 31, 2020

Registration Opens for Agricultural Commodity Futures Conference 2020

January 31, 2020

NFA’s Swaps Proficiency Requirements Effective and Available Online

January 31, 2020

SEC Announces Extension of Temporary Measure to Facilitate Implementation of MiFID II

November 8, 2019

CFTC Approves Proposed Rules Relating to Uncleared Swaps

October 18, 2019

CFTC Seeks Nominations and Public Comment on Priorities for the Energy and Environmental Markets Advisory Committee

August 30, 2019

Post navigation

 Newer PostsOlder Posts 
Connect: http://katten.com/timothy-kertland
Subscribe: Subscribe via RSS
Blogs
  • Corporate & Financial Weekly Digest
Firm/Org
  • Katten Muchin Rosenman

Timothy D. Kertland

Connect: http://katten.com/timothy-kertland
Subscribe: Subscribe via RSS
Blogs
  • Corporate & Financial Weekly Digest
Firm/Org
  • Katten Muchin Rosenman
Open Legal Blog Archive, Inc. logo
Seattle, Washington
Copyright © 2026, Open Legal Blog Archive, Inc. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo