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Regulation M: the Basics, the Amendments and their Effect on Offerings

By Caitlin Kaplan on August 12, 2024

September 18, 2024
8:30 a.m. – 9:30 a.m. EDT
Mayer Brown LLP 14th Floor, 1221 Avenue of the Americas, New York, NY 10020

Join us for this in-person CLE on September 18, 2024.

We will discuss the following, among other issues:

  • An overview of Reg M, specifically, Rules 101 and 102
  • An overview of the SEC’s Reg M amendments, including new exceptions
  • Reg M’s new record-keeping obligations under the Exchange Act
  • Reg M reporting obligations under FINRA Rule 5190 and when these are triggered
  • Related market developments

This is an in-person presentation, with CLE credit, intended to encourage discussion. There will be no recording, and no zoom or hybrid option available.

Breakfast will be served.

Please email ckaplan@mayerbrown.com to register.

  • Posted in:
    Corporate & Commercial, Securities
  • Blog:
    Free Writings + Perspectives
  • Organization:
    Mayer Brown
  • Article: View Original Source

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