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SIFMA Webinar Series: SEC Re-Proposal on Conflicts of Interest in Securitization

By Christopher Horn & Jon Schlotterback on June 13, 2023

Earlier this year, the SEC re-proposed a rule to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act.

The Dodd-Frank provision, intended to prohibit certain conflicts of interest in securitization transactions, is interpreted broadly by the SEC’s sweeping proposal. If not amended, these rules would threaten the viability of many common, beneficial transactions in mortgage- and asset-backed securities.

On Tuesday, June 20 from 1:00 – 2:00 p.m. EST, please join SIFMA’s Chris Killian and Mayer Brown’s Christopher Horn, Stuart Litwin and Michelle Stasny in this webinar as they discuss the proposed rule, the rule’s potential impact, the industry’s response and the issue’s trajectory.

Registration for the webinar is located here: Register for the SIFMA Webinar: SEC Re-Proposal on Conflicts of Interest in Securitization (hs-sites.com).


SIFMA Webinar: SEC Re-Proposal on Conflicts of Interest in Securitization
SIFMA Securitization Webinar 2023 Featured Speakers

Christopher Horn, Counsel, Mayer Brown LLP

Stuart Litwin, Partner, Mayer Brown LLP

Michelle Stasny, Counsel, Mayer Brown LLP

Chris Killian, Managing Director, Securitization and Corporate Credit, SIFMA

  • Posted in:
    Financial
  • Blog:
    Retained Interest
  • Organization:
    Mayer Brown

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