Skip to content

menu

Open Legal Blog Archive logo
HomeAboutBlogsFAQsSubmit

SEC RARELY SEEKS TO POSSESS ELECTRONIC DEVICES

By Ernest Badway on July 23, 2014

SEC staff has been instructed to seek subpoenas for devices such as computer hard drives and cell phones only rarely.

In many cases, there could be unintended consequences, such as exposing authorities to other sensitive materials on a device outside the scope of the investigation.  The SEC claims to be sensitive to this situation.  Typically, the SEC staff returns potentially privileged documents back to defense counsel.  Other times, search terms are agreed on ahead of time to protect privileged documents.

In sum, those under the SEC light need to be cautious about turning over these devices to the government.

  • Posted in:
    Financial
  • Blog:
    Securities Compliance Sentinel
  • Organization:
    Fox Rothschild LLP
  • Article: View Original Source

Open Legal Blog Archive, Inc. logo
Seattle, Washington
Copyright © 2026, Open Legal Blog Archive, Inc. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo