Here’s something that I penned for “Insights” two years ago for my 20th year anniversary as a securities law blogger – it will be 22 years next week! Given my experience, I thought I would share a few ideas about what it takes to become a blogger that people will enjoy:

The first thing to…

A few weeks ago, PLI held its annual “SEC Speaks” in DC and this year was more interesting than usual given all the rulemaking the SEC has done recently. [I worked in Corp Fin right out of law school in 1988 and back then, the entire Corp Fin was invited to attend the conference for…

This Reuters article draws on these stats provided by Ceres that reflect the continuing high pace and evolving nature of climate-related shareholder proposals:

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The Supreme Court speaks on MD&A! Last Friday, SCOTUS delivered an opinion that addressed MD&A – in Macquarie Infrastructure Corp. v. Moab Partners, L.P. – that dealt with whether an investor could rely on a failure to disclose a “known trend or uncertainty” in accordance with MD&A as a basis to state a Rule 10b-5…

Here’s a Client Update that lists five takeaways from the SEC Enforcement Staff at the recent PLI “SEC Speaks” conference. Here’s an excerpt with one of those takeaways:

“Focus on Gatekeeper and Entity Liability To Increase Transparency and Trust in the Markets

The SEC reaffirmed its commitment to holding gatekeepers accountable, underscoring the vital role…

This feature of our blog is where our in-house readers share tips, anecdotes and thoughts about things that come up in their daily practice. This particular batch of thoughts is about the types of questions that in-house disclosure drafters are getting about the SEC’s new climate disclosure rules (here’s a blog giving the in-house perspective…