On October 16, the Securities and Exchange Commission’s Division of Examinations (the Division) released its 2024 Examination Priorities report. The report highlights that future examinations will focus on “risk areas impacting various market participants,” emphasizing risks posed by products and services: (1) related to cryptocurrency; and (2) that leverage emerging technology. In addition, the report indicates that examinations will focus on market participants’ compliance with Anti-Money Laundering (AML) laws.
More Posts
Advancing Nuclear Energy: The Role of Advanced Technologies in a Changing Political and Regulatory Landscape
Addressing Competition Concerns in the Developing Generative AI Industry: Key Insights From the FTC’s Analysis
Current Landscape of Cryptocurrency Regulation and Enforcement
Capital Markets, Professional Perspective – Proposed NY Digital Asset Framework Imposes Consumer Protection-Focused Measures
Bipartisan Bill Would Require Federal Regulators to Create “Risk-Focused Examination and Review” Processes for Cryptocurrency Oversight
FTC Fines Bankrupt Crypto Services Provider Celsius $4.7B for Misrepresentations; Regulatory Agency Remains in Search for Civil Money Penalty Authority
U.S. Senators Reintroduce Comprehensive Legislation to Create First Ever Regulatory Framework for Crypto Assets
FTC Comment Request Signals Joint Enforcement With State AGs Will Continue Increasing
It’s Not Just the Feds: State AGs Are Reaching Through Your Corporation
Subscribe: Subscribe via RSS