In a unanimous decision issued on June 4, 2026, the Supreme Court handed the Securities and Exchange Commission (SEC) an enforcement victory. That case — Sripetch v. SEC — concluded that the SEC is not required to show a pecuniary loss to investors before the SEC may obtain disgorgement. At the same time, the Court
Latest Post
More Posts
SEC Rescinds No-Deny Policy, Allowing Settling Parties to Dispute Allegations
SEC Announces Trio of Settlements in Beneficial Ownership Cases
In First Public Speech, SEC’s Director of Enforcement Sheds Light on Priorities and Process
SEC Settles with Broker-Dealer for Policy and Procedure Violations But Walks Away From Fraud Claims
Second Circuit Opinion Highlights Need for Public Companies to Revisit Risk Disclosures
SEC Charges Public Company and Executive with Disclosure Fraud
SEC Targets Broker-Dealers for Reg BI Violations
SEC Enforcement in the Second Quarter of 2025
SEC Disgorgement Stuck in Circuit Split After Supreme Court Declines to Intervene
Subscribe: Subscribe via RSS
Blogs
Firm/Org