On February 21, 2025, Commissioner Hester Peirce released a statement inviting input from interested parties on the regulation of crypto assets. Commissioner Peirce stated that greater crypto clarity requires the public’s input, and the Crypto Task force therefore welcomes “input from anyone in the public with an interest in these topics, and a wide range
Latest Post
More Posts
SEC Adopts Amendments Mandating Certain Exchange Act Filings and Submissions to be Made Electronically; Also Adopts Technical Changes Regarding FOCUS Reports
SEC Division of Examinations Announces 2025 Exam Priorities
SEC Settles Reg BI Case Against California Broker-Dealer
SEC Risk Alert: Staff Assessment of Risks, Scoping of Examinations, and Requesting of Documents
FINRA Reminds Members of Regulatory Obligations When Using Generative Artificial Intelligence (AI) and Large Language Models
SEC Adopts Amendments To Regulation S-P
SEC Adopts Rules to Require Registration of Certain Persons Engaging in Liquidity-Providing Activities as “Dealers” and “Government Securities Dealers”
FINRA Announces Effective Dates for Remote Inspections Pilot Program & Residential Supervisory Location Rules;COVID-19 Relief Ends
FINRA Publishes 2024 Annual Regulatory Oversight Report
Subscribe: Subscribe via RSS
Firm/Org