At the start of this year, the Financial Conduct Authority (FCA) issued Final Notices against two former finance directors of Carillion plc (Carillion), Mr Adam and Mr Khan, in connection with misleading announcements, having reached a settlement with them ahead of the Upper Tribunal proceedings. We previously wrote about this development in our Notice in
Latest Post
More Posts
New Notice in a Nutshell briefing: FCA prohibits chief executive of online trading firm from working in financial services due to lack of honesty and integrity
Global Regulation Tomorrow Plus: Enforcement update – Notices in a nutshell
New Notice in a Nutshell briefing: Building society fined £44 million for failings in financial crime controls
Supreme Court publishes its judgment in the Hopcraft case
Notice in a Nutshell: Financial crime controls in the spotlight
The results of the FCA’s Culture and non-financial misconduct survey have been published: What do you need to know?
Decisions Decoded: What you need to know about the recent fine against TSB Bank plc
Upcoming webinar: ESG and greenwashing in financial services
FCA decides to fine firm and senior managers for lack of integrity
Subscribe: Subscribe via RSS
Firm/Org