Top 10 Louisiana Advisers

For this edition, I thought that we would look at the top ten SEC registered investment advisers within the State of Louisiana.  The SEC publishes a comprehensive database that captures all information submitted by advisers in their Form ADV’s.  There is a total of 55 advisers registered with the SEC in Louisiana.  Using this data, we came up with a list of the top Louisiana registered investment advisers by assets under management (“AUM”) and by number of accounts.  For purposes of these rankings, we excluded advisers that are:  (i) headquartered out of state, (ii) did not provide advisory services to the public, or (iii) umbrella organizations for groups of unaffiliated advisers.  For the ranking of advisers by number of accounts, we included a column showing the percentage of accounts that are held by individuals, who are not high net worth individuals (net worth >$2.1 million).

There is a lot of data that we did not publish.  Let us know if there is a data summary that you would like to see.