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FCA CP21/21: Primary Markets Effectiveness Review

July 6, 2021

On 5 July 2021, the FCA published Consultation Paper 21/21: Primary Markets Effectiveness Review (CP21/21).

In CP21/21 the FCA discusses the functioning of the listing regime so that it can better understand the purpose and value to both issuers and investors of listing. This will provide input to how the FCA can improve the listing…

Primary Market Bulletin 35

July 6, 2021

EBA revises Guidelines on sound remuneration policies

July 6, 2021

ESMA publishes first overview of national rules governing fund marketing

July 2, 2021

FSB consults on MMF resilience

July 1, 2021

FCA review finds weaknesses in some ‘host’ authorised fund management firms’ governance and operations

July 1, 2021

Guidelines on stress test scenarios under the MMF Regulation

June 30, 2021

ESMA guidelines under Article 25 AIFMD

June 24, 2021

Commission proposes amendments to the Delegated Regulation on investment requirements under MMF Regulation

June 17, 2021

Published in OJ – Commission Implementing Regulation setting out ITS under the Regulation on cross-border distribution of investment funds

June 16, 2021

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