No Summer Slump on ESG at the SEC: Board Duties, Exams, Rulemaking and Skepticism

July 12, 2021

This post catches up on the ESG front at the SEC following the appointment of Gary Gensler as Chairman. The switch from a Chairman appointed by President Trump to one appointed by President Biden may add momentum to the SEC’s ESG proposals.

The SEC’s ESG Risk Alert and the CFTC’s New Climate Risk Unit

April 26, 2021

The SEC Is All in on ESG, Including (Potentially) D&I Issues

April 1, 2021

Details on the SEC’s ESG Priorities, an Invitation to Comment, and Words of Caution

March 23, 2021

The DOL and the EU on ESG

March 18, 2021

A Big Week for ESG at the SEC

March 8, 2021

ESG at the SEC: Hints of More to Come

March 2, 2021

Emerging Markets Risks: Disclosure Considerations for Funds and Advisers

April 27, 2020

SEC Staff Speaks to COVID-19 and Fund Prospectus Disclosure

April 21, 2020

SEC Adopts Package of Reforms Aimed at Raising the Standard of Conduct for Brokers and Clarifying an Investment Adviser’s Fiduciary Duty

June 6, 2019

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