As part of the Securities and Exchange Commission’s amendments to the exempt offering framework, which amendments became effective in March 2021, the SEC, among other things, aligned the bad actor disqualification provisions in Regulation A, Regulation D, and Regulation CF. Our updated resource provides an overview of the bad actor disqualification provisions applicable in connection
More Posts
U.S. House of Representatives Passes Bill Requiring Delisting of Covered Issuers for Continued Failure to Allow PCAOB Inspection
SEC Division of Corporation Finance Publishes Disclosure Considerations for China-based Issuers
Executive Order Prohibiting U.S. Investments in Communist Chinese Military Companies
President’s Working Group on Financial Markets Releases Report on Protecting U.S. Investors from Significant Risks from Chinese Companies
SEC Amends Financial Disclosure Rules for Merger & Acquisition Transactions
What’s the Deal? Medium-Term Note Programs
SEC Staff Roundtable on Emerging Markets: Highlights from the Panel on Disclosure and Reporting Considerations on Investments in Emerging Markets
SEC Staff Roundtable on Emerging Markets: Highlights from the Panels on Investments in Emerging Markets by U.S. Retail Investors
Market Trends 2019/20: Cybersecurity Disclosures
Subscribe: Subscribe via RSS
Firm/Org