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How Should Hedge Fund Managers Approach the Identification, Prevention, Detection, Handling and Correction of Trade Errors? (Part One of Three)

March 7, 2013

Trade errors can paralyze even the most seasoned hedge fund managers, both because of the potential magnitude of the financial losses, and because of the urgency with which such errors must be addressed and resolved. As a result, it is imperative that hedge fund managers adopt a plan as well as policies and procedures designed…

The SEC’s New “Presence Exams”

December 1, 2012

The Long View: Why Working Through Every Item on an Extensive Checklist May Obscure the Bigger Risks – Particularly Conflicts of Interest

November 22, 2012

SEC Announces “Presence Exams” for Newly-Registered Investment Advisers

October 9, 2012

The Long View: How Hedge Fund Advertising Has Been Impacted by the JOBS Act

August 10, 2012

OCIE Director Identifies Key Compliance Areas for Private Equity Fund Advisers

May 22, 2012

The Long View: U.S. Regulation of Private Fund Managers, Beyond Dodd-Frank

May 8, 2012

The JOBS Act — Implications for the Private Fund Industry

April 16, 2012

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Brad L. Caswell

Connect: http://www.srz.com/Brad_L_Caswell/
Subscribe: Subscribe via RSS
Blogs
  • Regulatory & Compliance Update
Firm/Org
  • Schulte Roth & Zabel LLP
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