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With an Eye Toward Modernization, FINRA Requests Comment on Its Regulatory Requirements for Members and Associated Persons

March 19, 2025

On March 12, 2025, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 25-04, seeking public comment on its initiative to modernize regulatory requirements for Members and Associated Persons.…

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The Responsible Financial Innovation Act: A Comprehensive Proposal to Regulate Digital Assets

June 22, 2022

CFPB Circular 2022-03: Complex Lending Algorithms Cannot Excuse Failure to Provide Specific, Principal Reasons for an Adverse Credit Determination

June 7, 2022

Deputizing State AGs: CFPB Issues Broad New Interpretive Rule on States’ Ability to Enforce Federal Consumer Protection Laws

May 23, 2022

CFPB Metrics Report Shows Increased Scrutiny of Borrower Access to Servicers, Information, and Loss Mitigation Opportunities

May 19, 2022
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Anne V. Dunne

Connect: https://www.gtlaw.com/en/professionals/d/dunne-anne-v
Subscribe: Subscribe via RSS
Blogs
  • Financial Services Observer
  • GT L&E Blog
  • Overheard on the Block(chain)
Firm/Org
  • Greenberg Traurig, LLP
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