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SEC Proposes a Significant Change in Reporting by Institutional Investors

July 16, 2020

On July 10, 2020, the Securities and Exchange Commission (the “SEC”) proposed changes that would substantially reduce the number of investors required to file quarterly reports showing their holdings of U.S.-listed equities on Form 13F. The SEC’s proposal would increase the 13F reporting threshold 35 fold — from $100 million to $3.5 billion — and…

SEC Brings Settled Action Against Mylan N.V. for Alleged Failure to Disclose Government Investigation

October 8, 2019

SEC Expands Ability to “Test the Waters” to All Issuers

October 1, 2019

Cleary Partners Participate in Panel Discussion on Private Investment in Public Equity

May 10, 2018

Between Contractual and Fiduciary Duties: ODN Holding and the Rights of Preferred Stockholders

June 8, 2017

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Adam Fleisher

Connect: https://www.clearygottlieb.com/professionals/adam-fleisher
Subscribe: Subscribe via RSS
Blogs
  • Cleary Enforcement Watch
  • Cleary IP and Technology Insights
  • Cleary M&A and Corporate Governance Watch
Firm/Org
  • Cleary Gottlieb Steen & Hamilton LLP
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