U.S. SEC Clears Path for Decentralized Crypto Asset Security Trading With Broker Registration Exception for User Interfaces

On April 13, 2026, the staff of the Division of Trading and Markets (Staff) of the U.S. Securities and Exchange Commission (SEC or the Commission) issued a statement (Statement) that it would not object to certain technology providers — referred to as “Covered User Interface Providers” — creating, offering, and/or operating software interfaces that allow users to prepare and submit transactions in crypto asset securities without registering as broker-dealers.

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