SEC Chair Gensler and Rule 10b-5-1 Plans By Thomas Gorman on June 7, 2021 Rule 10b-5-1 plans have been around for about 20 years. The theory of the plans is straight forward. Typically, a corporate executive not in possession of inside information constructs a plan, usually with his or her broker, for the automatic … SEC Chair Gensler and Rule 10b-5-1 Plans Read More » Source
